Wong, Stephen Koon Chung 王貫中
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-27 | 2008-02-26 | Rep | Dealing in securities | 2007-07-27 | 2008-02-26 |
| 2 | Basis Asset Management Limited | Rep | Advising on securities | 2022-01-21 | 2023-02-08 | Rep | Asset management | 2022-01-21 | 2023-02-08 |
| 3 | HARMONY WEALTH MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2023-02-21 | Rep | Asset management | 2023-02-21 |
| 4 | IDEG Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-08-14 | 2021-12-29 | Rep | Asset management | 2020-08-14 | 2021-12-29 | Rep | Dealing in securities | 2020-08-14 | 2021-12-29 |
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