Law, Giggs 羅憲淳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-06-24 | Rep | Asset management | 2003-06-24 | Rep | Dealing in futures contracts | 2003-10-22 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-09-10 | 2003-10-22 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-20 | 2017-12-06 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-06-30 | 2003-07-07 | Rep | Dealing in securities | 2003-06-30 | 2003-10-22 |
| 5 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-10-22 | 2005-04-15 | Rep | Dealing in futures contracts | 2005-06-17 | 2005-06-30 | Rep | Dealing in futures contracts | 2008-07-31 | 2010-07-12 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-12-20 | 2014-11-01 | Rep | Dealing in securities | 2017-12-20 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-12-20 | 2014-11-01 | Rep | Dealing in futures contracts | 2019-01-14 |
| 8 | Open Asset Management Limited | Rep | Asset management | 2012-01-09 | 2013-07-05 |
| 9 | Open Securities Limited | Rep | Advising on securities | 2012-01-09 | 2013-12-17 | Rep | Dealing in futures contracts | 2012-01-09 | 2013-12-17 | Rep | Dealing in securities | 2012-01-09 | 2013-12-17 |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-18 | 2005-05-11 |
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