Hung, Michael Siu Chun 洪小駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Hywin Asset Management (Hong Kong) Limited | RO | Asset management | 2013-07-05 | 2017-09-18 | RO | Advising on futures contracts | 2013-12-24 | 2017-09-18 | RO | Advising on securities | 2013-12-24 | 2017-09-18 |
| 2 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2013-01-23 | 2017-12-19 | Rep | Dealing in securities | 2013-01-23 | 2017-12-19 | Rep | Advising on corporate finance | 2014-04-07 | 2020-04-07 | RO | Dealing in futures contracts | 2017-12-19 | 2022-07-14 | RO | Dealing in securities | 2017-12-19 | 2022-07-14 | RO | Automated trading services | 2018-03-27 | 2022-07-14 | RO | Advising on futures contracts | 2020-01-22 | 2022-07-14 | RO | Advising on securities | 2020-01-22 | 2022-07-14 | RO | Leveraged foreign exchange trading | 2021-04-12 | 2022-07-14 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2008-01-10 | Rep | Dealing in securities | 2008-01-10 | Rep | Advising on securities | 2004-11-29 | 2008-01-10 | Rep | Advising on futures contracts | 2006-10-23 | 2008-01-10 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2008-01-10 | Rep | Dealing in futures contracts | 2008-01-10 |
| 5 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2022-12-20 | 2023-02-20 | RO | Asset management | 2023-02-20 |
| 6 | Planetree Discount Lending Limited | Rep | Securities margin financing | 2022-12-20 | 2023-02-20 | RO | Securities margin financing | 2023-02-20 |
| 7 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2022-12-20 | 2023-02-20 | RO | Dealing in futures contracts | 2023-02-20 |
| 8 | Planetree Research Limited | RO | Advising on futures contracts | 2023-09-27 | RO | Advising on securities | 2023-09-27 |
| 9 | Planetree Securities Limited | Rep | Automated trading services | 2022-12-20 | 2023-02-20 | Rep | Dealing in securities | 2022-12-20 | 2023-02-20 | RO | Automated trading services | 2023-02-20 | RO | Dealing in securities | 2023-02-20 |
| 10 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-03-28 | 2011-05-11 | Rep | Asset management | 2008-05-27 | 2011-05-11 |
| 11 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2011-11-14 | 2012-10-09 | Rep | Dealing in securities | 2011-11-14 | 2012-10-09 |
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