Kwok, Andy Fuk Chuen 郭福全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-06-09 | Rep | Advising on securities | 2004-06-09 | Rep | Asset management | 2004-06-09 | Rep | Automated trading services | 2004-06-09 | Rep | Dealing in securities | 2005-04-06 |
2 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-04-18 | 2006-09-22 |
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