Kwong, Emily Ho Kei 鄺可琪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA Capital Markets Limited Rep Advising on corporate finance 2017-06-13 2018-07-24
Rep Advising on securities 2017-06-13 2018-07-24
RO Advising on corporate finance 2018-07-24 2020-08-06
RO Advising on securities 2018-07-24 2020-08-06
2 CLSA LIMITED Rep Advising on securities 2017-06-13 2018-07-24
Rep Dealing in securities 2017-06-13 2018-07-24
RO Advising on securities 2018-07-24 2020-08-06
RO Dealing in securities 2018-07-24 2020-08-06
3 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2009-08-27 2009-11-12
Rep Dealing in securities 2009-08-27 2009-11-12
Rep Advising on securities 2009-09-28 2009-11-12
RO Advising on corporate finance 2009-11-12 2010-05-01
RO Advising on securities 2009-11-12 2010-05-01
RO Dealing in securities 2009-11-12 2010-05-01
4 Daiwa Capital Markets Hong Kong Limited Rep Advising on securities 2004-11-23
Rep Asset management 2004-11-23
Rep Advising on corporate finance 2006-08-22
Rep Dealing in securities 2004-11-24 2006-10-04
RO Advising on corporate finance 2006-08-22 2006-10-04
5 Evercore Asia Limited Rep Dealing in securities 2013-01-30 2013-03-01
Rep Advising on corporate finance 2013-01-30 2015-09-24
RO Dealing in securities 2013-03-01 2017-05-26
RO Advising on corporate finance 2015-09-24 2017-05-26
6 HSBC Corporate Finance (Hong Kong) Limited Rep Advising on corporate finance 2021-02-03
7 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2008-09-26 2009-01-23
Rep Advising on securities 2008-09-26 2009-01-23
Rep Dealing in securities 2008-09-26 2009-01-23
8 Merrill Lynch Far East Limited Rep Advising on corporate finance 2008-09-26 2009-01-23
Rep Advising on securities 2008-09-26 2009-01-23
Rep Dealing in securities 2008-09-26 2009-01-23
9 RHB CAPITAL HONG KONG LIMITED Rep Advising on corporate finance 2009-07-10 2009-07-31
Rep Dealing in securities 2009-07-10 2009-07-31

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