Chu, Ka Man (SFC:AGB440) 朱嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in futures contracts | 2004-05-04 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-05-04 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-05-19 | 2005-06-08 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-05-19 | 2005-06-08 |
| 5 | Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Automated trading services | 2004-01-20 | Rep | Dealing in securities | 2004-05-04 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-20 | Rep | Advising on securities | 2004-01-20 | Rep | Asset management | 2004-01-20 | Rep | Dealing in securities | 2004-05-04 |
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