Chung, Siu Wah (SFC:AGC128) 鍾兆華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-06-09 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2003-06-09 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2003-06-09 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2003-06-09 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2003-06-09 | |
| 6 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-07-24 | 2006-04-10 |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2006-06-08 | 2006-07-31 |
| 8 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-06-08 | 2006-07-31 |
| 9 | Redbrick Capital Management (Asia) Limited | RO | Asset management | 2008-09-09 | 2008-10-24 |
| 10 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-07-02 | 2010-02-03 |
| 11 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2010-02-03 |
| 12 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-02 | 2010-02-03 |
| 13 | CHATER CAPITAL ADVISORS (HONG KONG) LIMITED | Rep | Asset management | 2010-04-20 | 2010-06-28 |
| 14 | CHATER CAPITAL ADVISORS (HONG KONG) LIMITED | RO | Asset management | 2010-06-28 | 2011-11-17 |
| 15 | CreditEase Wealth Management (HK) Limited | RO | Advising on securities | 2013-11-06 | 2014-02-26 |
| 16 | CreditEase Wealth Management (HK) Limited | RO | Asset management | 2013-11-06 | 2014-02-26 |
| 17 | 313 Capital Management Limited | Rep | Advising on securities | 2015-02-24 | 2015-04-10 |
| 18 | 313 Capital Management Limited | Rep | Asset management | 2015-02-24 | 2015-04-10 |
| 19 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-24 | 2015-04-10 |
| 20 | Top Ace Asset Management Limited | Rep | Advising on securities | 2015-10-08 | 2015-10-13 |
| 21 | Top Ace Asset Management Limited | Rep | Asset management | 2015-10-08 | 2015-10-13 |
| 22 | Top Ace Asset Management Limited | RO | Advising on securities | 2015-10-13 | |
| 23 | Top Ace Asset Management Limited | RO | Asset management | 2015-10-13 |
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