Prado, Todd Mathew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Janus Henderson Investors Hong Kong Limited | RO | Advising on corporate finance | 2005-03-08 | |
| 2 | Janus Henderson Investors Hong Kong Limited | RO | Asset management | 2005-03-08 | |
| 3 | Janus Henderson Investors Hong Kong Limited | RO | Advising on securities | 2011-06-04 | |
| 4 | Janus Henderson Investors Hong Kong Limited | RO | Dealing in securities | 2011-06-04 | |
| 5 | First Sentier Investors (Hong Kong) Limited | RO | Advising on securities | 2011-10-06 | 2016-01-12 |
| 6 | First Sentier Investors (Hong Kong) Limited | RO | Dealing in securities | 2011-10-06 | 2016-01-12 |
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