Au, Maureen 柯懿庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-10-28 | 2009-12-31 | Rep | Asset management | 2004-10-28 | 2009-12-31 |
| 2 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2003-07-09 | 2004-06-01 |
| 3 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 |
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