Lo, Candy Yuen Yi 羅婉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DRAKE & MORGAN LIMITED (HK) | Rep | Dealing in securities | 2003-09-23 | 2004-03-04 |
| 2 | TUNG TAI SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-04-01 | 2004-12-10 |
| 3 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-09-15 | Rep | Advising on securities | 2003-09-15 | Rep | Asset management | 2003-09-15 | Rep | Dealing in securities | 2003-09-16 |
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