Choi, Wing Kam 蔡詠琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-12-18 | 2013-02-18 | RO | Asset management | 2013-02-18 | 2013-09-20 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-06-25 | 2008-01-29 | Rep | Asset management | 2007-06-25 | 2008-01-29 | Rep | Dealing in securities | 2007-06-25 | 2008-01-29 | Rep | Advising on futures contracts | 2007-07-26 | 2008-01-29 |
| 3 | CES Private (HK) Limited | Rep | Advising on corporate finance | 2003-09-26 | Rep | Advising on securities | 2003-09-26 | Rep | Asset management | 2003-09-26 |
| 4 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2003-10-15 | 2004-08-12 | Rep | Advising on securities | 2003-12-30 | 2004-08-12 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2010-11-16 | 2011-08-20 | Rep | Advising on securities | 2010-11-16 | 2011-08-20 | Rep | Asset management | 2010-11-16 | 2011-08-20 |
| 6 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2009-06-22 | 2011-08-20 | Rep | Advising on securities | 2009-06-22 | 2011-08-20 | Rep | Asset management | 2009-06-22 | 2011-08-20 |
| 7 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2009-06-22 | 2011-08-20 | Rep | Asset management | 2009-06-22 | 2011-08-20 |
| 8 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2008-06-24 | 2008-09-19 | Rep | Asset management | 2008-06-24 | 2008-09-19 |
| 9 | RAYLIANT ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-02-20 | 2012-11-26 |
| 10 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Asset management | 2004-12-21 | 2007-05-11 | Rep | Advising on securities | 2007-05-08 | 2007-05-11 | Rep | Dealing in securities | 2007-05-08 | 2007-05-11 |
| 11 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2017-07-27 | 2018-02-13 | Rep | Asset management | 2017-07-27 | 2018-02-13 | RO | Advising on securities | 2018-02-13 | 2018-06-02 | RO | Asset management | 2018-02-13 | 2018-06-02 |
| 12 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2013-09-23 | 2016-11-14 | Rep | Asset management | 2013-09-23 | 2016-11-14 | RO | Advising on securities | 2016-11-14 | 2017-07-26 | RO | Asset management | 2016-11-14 | 2017-07-26 |
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