Ching, Maggie Yuk Shan 程玉珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2006-05-04 | 2007-02-02 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-02 | 2008-10-21 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-03-02 | 2008-10-21 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-02 | 2008-10-21 |
| 5 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-11-26 | Rep | Advising on securities | 2003-11-26 | Rep | Asset management | 2003-11-26 | Rep | Dealing in securities | 2003-11-26 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2019-06-06 | 2019-12-01 | Rep | Advising on securities | 2019-06-06 | 2019-12-01 | Rep | Dealing in futures contracts | 2019-06-06 | 2019-12-01 | Rep | Dealing in securities | 2019-06-06 | 2019-12-01 |
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