Allen, Elizabeth Anne (SFC:AGD018) 林安妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2011-10-27 | 2011-12-31 | Rep | Asset management | 2011-10-27 | 2011-12-31 | Rep | Dealing in securities | 2011-10-27 | 2011-12-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-10-27 | 2021-05-06 | Rep | Asset management | 2011-10-27 | 2021-05-06 | Rep | Dealing in securities | 2011-10-27 | 2021-05-06 | RO | Advising on futures contracts | 2021-05-06 | RO | Advising on securities | 2021-05-06 | RO | Asset management | 2021-05-06 | RO | Dealing in futures contracts | 2021-05-06 | RO | Dealing in securities | 2021-05-06 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2021-05-06 | RO | Advising on securities | 2021-05-06 | RO | Asset management | 2021-05-06 | RO | Dealing in securities | 2021-05-06 |
| 4 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2011-06-01 | 2011-09-26 |
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