Tang, Wai Sen 鄧慧珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2004-12-24 | 2005-07-13 | Rep | Asset management | 2004-12-24 | 2005-07-13 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-12-24 | 2005-07-13 | Rep | Asset management | 2004-12-24 | 2005-07-13 | Rep | Dealing in securities | 2004-12-24 | 2005-07-13 |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-17 | 2010-01-08 | Rep | Asset management | 2005-11-11 | 2010-01-08 | Rep | Dealing in securities | 2005-11-11 | 2010-01-08 |
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