Cao, Shaoshan 曹少山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2006-08-23 | 2008-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-13 | 2009-06-19 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-05-13 | 2006-07-25 | Rep | Dealing in securities | 2004-05-13 | 2006-07-25 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-13 | 2006-07-25 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-15 | Rep | Advising on securities | 2004-04-15 | Rep | Asset management | 2004-04-15 |
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