Lee, Sandra Soyong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2022-01-24 | 2022-06-30 | Rep | Asset management | 2022-01-24 | 2022-06-30 | Rep | Dealing in securities | 2022-01-24 | 2022-06-30 |
| 2 | CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED | RO | Dealing in securities | 2012-04-30 | 2013-12-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2004-02-11 | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in securities | 2008-07-07 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2004-02-11 | Rep | Dealing in futures contracts | 2008-07-07 |
| 5 | Paulson Asia Limited | RO | Dealing in securities | 2011-02-21 | 2012-02-16 |
| 6 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2019-01-10 | 2019-04-30 | Rep | Dealing in securities | 2019-01-10 | 2019-04-30 |
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