Warr, Alastair Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUTONOMOUS RESEARCH ASIA LIMITED | Rep | Advising on securities | 2014-12-01 | 2017-11-14 | RO | Advising on securities | 2017-11-14 | 2018-05-14 | Rep | Advising on securities | 2018-05-14 | 2019-03-31 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-06 | 2014-10-07 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2019-04-09 | |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-11-21 | Rep | Asset management | 2003-11-21 | Rep | Advising on securities | 2009-03-14 | Rep | Dealing in securities | 2009-03-14 |
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