Lau, Wai On (SFC:AGD728) 劉慧安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-04-21 | 2006-10-27 | Rep | Dealing in securities | 2006-06-15 | 2006-10-27 |
| 2 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | Rep | Advising on securities | 2004-03-11 | Rep | Asset management | 2004-03-11 | Rep | Dealing in securities | 2004-03-11 |
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