Yau, Tony Kwok Wing 邱國榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2006-05-25 | |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2012-03-02 | 2016-12-07 |
| 3 | HEUNGKONG CAPITAL LIMITED | RO | Advising on corporate finance | 2017-07-13 | 2023-02-22 |
| 4 | SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2017-10-03 | RO | Asset management | 2017-10-03 | RO | Dealing in securities | 2017-10-03 | RO | Dealing in futures contracts | 2018-08-31 | RO | Advising on corporate finance | 2021-07-26 |
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