Tse, Charlton (SFC:AGE035) 謝志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-11-23 | Rep | Asset management | 2004-11-23 | Rep | Dealing in futures contracts | 2004-11-23 | Rep | Advising on corporate finance | 2005-04-06 | Rep | Advising on securities | 2010-12-16 | Rep | Dealing in securities | 2010-12-16 | RO | Advising on corporate finance | 2005-04-06 | 2009-08-31 | Rep | Advising on corporate finance | 2009-08-31 | 2010-12-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy