Ng, Yvonne Shui King 吳瑞琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-04-30 | 2009-05-04 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-02-22 | 2009-05-20 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2004-07-09 | 2005-02-16 |
| 4 | Redford Asset Management Limited | Rep | Advising on securities | 2010-07-07 | 2010-07-15 |
| 5 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-10 | 2010-07-15 |
| 6 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2010-08-03 | 2011-07-25 | Rep | Dealing in securities | 2010-08-03 | 2011-07-25 | Rep | Advising on securities | 2011-11-28 | 2018-01-31 | Rep | Dealing in securities | 2011-11-28 | 2018-01-31 |
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