Chan, Karen Hoi Yun 陳凱恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-07 | 2007-04-05 | Rep | Advising on securities | 2004-05-07 | 2007-04-05 | Rep | Dealing in securities | 2005-04-14 | 2007-04-05 |
2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-05-31 | 2007-07-09 | Rep | Dealing in securities | 2007-05-31 | 2007-07-09 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-08-19 | RO | Advising on corporate finance | 2014-08-19 | 2016-12-18 | RO | Advising on corporate finance | 2016-12-19 | 2018-03-01 |
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