Liu, Yang (SFC:AGF172) 劉揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-16 | 2003-07-22 | Rep | Advising on securities | 2003-04-16 | 2003-07-22 | Rep | Dealing in securities | 2003-05-14 | 2003-07-22 |
| 2 | YORICK ADVISORY PRIVATE LIMITED | RO | Advising on corporate finance | 2006-10-23 | 2008-06-24 |
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