Ng, Shirley Yin Yee 吳燕儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-09-26 | 2008-06-27 |
| 2 | Robeco Hong Kong Limited | Rep | Dealing in securities | 2008-07-24 | 2011-04-01 | Rep | Advising on securities | 2008-09-10 | 2011-04-01 |
| 3 | WM (HK) Limited | Rep | Advising on securities | 2003-09-19 | 2005-08-17 |
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