Mok, Wai Ha 莫惠霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on corporate finance | 2003-11-18 | Rep | Asset management | 2003-11-18 | Rep | Advising on securities | 2004-09-04 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2004-09-06 | 2006-05-23 | Rep | Asset management | 2004-09-06 | 2006-05-23 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2004-09-06 | 2006-05-23 |
| 4 | Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Advising on securities | 2011-12-02 | 2012-10-31 |
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