Lee, Jimmy Shun Hing 利順興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGUS MOORE LIMITED | RO | Advising on securities | 2007-05-08 | 2009-08-28 |
| 2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Dealing in securities | 2011-12-19 | 2012-06-28 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2010-04-16 | 2011-06-25 | RO | Asset management | 2010-04-16 | 2011-06-25 | RO | Dealing in securities | 2010-04-16 | 2011-06-25 |
| 4 | China Point Asset Management Limited | RO | Advising on securities | 2015-04-17 | 2017-08-30 | RO | Asset management | 2015-04-17 | 2017-08-30 |
| 5 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2012-09-10 | 2012-11-16 | Rep | Asset management | 2012-09-10 | 2012-11-16 | RO | Advising on securities | 2012-11-16 | 2013-11-11 | RO | Asset management | 2012-11-16 | 2013-11-11 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-05-01 |
| 7 | Glory Sun Securities Limited | Rep | Dealing in securities | 2013-11-22 | 2014-03-28 | RO | Advising on securities | 2014-03-20 | 2015-02-28 | RO | Asset management | 2014-03-20 | 2015-02-28 | RO | Dealing in securities | 2014-03-28 | 2015-02-28 |
| 8 | RP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-09-01 | RO | Asset management | 2017-09-01 | RO | Dealing in securities | 2017-09-01 |
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