Lin, Tuen Yee 連端儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-15 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-15 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2003-10-15 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2003-10-15 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-12-07 | |
| 6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-16 | 2007-12-07 |
| 7 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-05-15 | 2007-12-07 |
| 8 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2014-07-02 | 2023-01-01 |
| 9 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-02 | 2023-01-01 |
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