Ng, Winnie Wan Yin 伍韻妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-17 | Rep | Advising on securities | 2003-08-17 | Rep | Asset management | 2003-08-17 | Rep | Dealing in securities | 2003-08-17 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-08-17 | Rep | Asset management | 2003-08-17 | Rep | Dealing in futures contracts | 2003-08-17 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-05-17 | 2004-08-30 |
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