Chan, Shuk Yin (SFC:AGH360) 陳淑賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-04-24 | 2007-07-11 | Rep | Advising on securities | 2007-04-24 | 2007-07-11 | Rep | Asset management | 2007-04-24 | 2007-07-11 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2004-01-31 | Rep | Advising on securities | 2004-01-31 | Rep | Asset management | 2004-01-31 | Rep | Dealing in securities | 2004-01-31 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-04-01 | 2004-12-22 | Rep | Dealing in securities | 2004-04-01 | 2004-12-22 | Rep | Leveraged foreign exchange trading | 2004-06-12 | 2004-12-22 |
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