Chan, Shuk Yin (SFC:AGH360) 陳淑賢

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED Rep Advising on futures contracts 2007-04-24 2007-07-11
Rep Advising on securities 2007-04-24 2007-07-11
Rep Asset management 2007-04-24 2007-07-11
2 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2004-01-31
Rep Advising on securities 2004-01-31
Rep Asset management 2004-01-31
Rep Dealing in securities 2004-01-31
3 ETRADE SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2004-04-01 2004-12-22
Rep Dealing in securities 2004-04-01 2004-12-22
Rep Leveraged foreign exchange trading 2004-06-12 2004-12-22

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