Lam, Hau Chu 林巧珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-18 | 2007-03-01 |
| 2 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2007-07-27 | 2009-05-31 |
| 3 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on corporate finance | 2005-03-21 | Rep | Asset management | 2005-03-21 | Rep | Advising on securities | 2005-03-31 |
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