Kwok, Siu Chung 郭兆聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-22 | |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-22 | |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2003-12-22 | |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2003-12-22 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 2003-12-22 |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Automated trading services | 2003-12-22 | |
| 6 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-01 | |
| 7 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-07-21 |
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