Ho, Patrick Kum Loon 何金倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-02-05 | |
| 2 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-02-05 | |
| 3 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-02-05 | |
| 4 | GRAND ALLIANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-08-03 | |
| 5 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-08-08 | 2005-08-25 |
| 6 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2005-08-25 | 2008-03-22 |
| 7 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-08-25 | 2008-03-22 |
| 8 | PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-08-25 | 2008-03-22 |
| 9 | MICH INVESTMENTS (ASIA) LIMITED | RO | Asset management | 2008-06-19 | 2010-05-18 |
| 10 | Fubon Fund Management (Hong Kong) Limited | RO | Advising on securities | 2014-06-19 | 2017-01-02 |
| 11 | Fubon Fund Management (Hong Kong) Limited | RO | Dealing in securities | 2014-06-19 | 2017-01-02 |
| 12 | Fubon Fund Management (Hong Kong) Limited | RO | Asset management | 2014-11-25 | 2017-01-02 |
| 13 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-01-13 | 2018-04-27 |
| 14 | China Vered Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-01-13 | 2018-04-27 |
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