Lee, Yu Chuan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN CREST PARTNERS (HK) LIMITED | RO | Asset management | 2013-01-03 | 2015-05-22 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2004-10-06 | Rep | Dealing in securities | 2004-10-06 |
| 3 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-06 | Rep | Advising on securities | 2004-10-06 | Rep | Asset management | 2004-10-06 | Rep | Dealing in securities | 2004-10-06 |
| 4 | ROCIM Limited | RO | Asset management | 2018-08-22 | 2020-10-05 |
| 5 | VSFG Asset Management Limited | Rep | Asset management | 2023-12-19 | 2024-02-08 | RO | Asset management | 2024-02-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy