Wong, Ka Ching (SFC:AGI520) 黃家正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLCO FINANCE (ASIA) LIMITED | Rep | Advising on securities | 2007-12-21 | 2008-03-17 | Rep | Dealing in securities | 2007-12-21 | 2008-03-17 |
| 2 | CC SIF Advisory Limited | Rep | Advising on securities | 2007-05-17 | 2008-04-08 |
| 3 | China On Securities Limited | RO | Dealing in securities | 2017-04-06 | 2021-02-28 | RO | Asset management | 2018-07-09 | 2021-02-28 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2003-10-14 | 2004-06-28 |
| 5 | MSQ Asset Management (HK) Limited | Rep | Asset management | 2021-03-04 | 2021-03-17 | RO | Advising on securities | 2021-03-17 | RO | Asset management | 2021-03-17 |
| 6 | Swiss International Asset Management Limited | Rep | Advising on securities | 2015-08-31 | 2017-03-31 | Rep | Asset management | 2015-08-31 | 2017-03-31 |
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