Lok, Marshal Wai Chun 駱瑋浚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-03-28 | 2010-02-27 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-05-26 | 2011-05-03 | Rep | Advising on securities | 2010-05-26 | 2011-05-03 | Rep | Dealing in securities | 2010-05-26 | 2011-05-03 |
| 3 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2004-01-26 | 2004-02-13 | Rep | Dealing in securities | 2004-01-26 | 2004-02-13 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2005-10-20 | 2006-11-14 | Rep | Dealing in securities | 2005-10-20 | 2006-11-14 |
| 5 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-11-27 | 2015-04-13 | Rep | Dealing in securities | 2014-11-27 | 2015-04-13 |
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