Ip, Sarah Pui Shan 葉佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2010-03-17 | 2011-06-13 | Rep | Dealing in securities | 2010-03-17 | 2011-06-13 |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-09-28 | 2014-02-13 | Rep | Dealing in securities | 2012-09-28 | 2014-02-13 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-01 | Rep | Asset management | 2005-03-01 | Rep | Automated trading services | 2005-03-01 | Rep | Dealing in securities | 2005-03-01 |
| 4 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-01 | Rep | Advising on securities | 2005-03-01 | Rep | Dealing in securities | 2005-03-01 |
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