Fok, Cho Kit 霍祖傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXIAL CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2008-06-11 | 2010-02-19 |
| 2 | CHINA HANYA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-06-30 | 2019-05-01 | Rep | Advising on securities | 2017-09-11 | 2019-05-01 |
| 3 | CN CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2010-06-01 | 2017-06-17 |
| 4 | Grandbay Capital Limited | RO | Advising on securities | 2020-09-01 | 2021-03-29 | RO | Asset management | 2020-09-01 | 2021-06-30 |
| 5 | Grandbay Securities Limited | RO | Dealing in securities | 2020-09-01 | 2021-03-29 |
| 6 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | Rep | Advising on securities | 2007-02-23 | 2007-06-05 | Rep | Asset management | 2007-02-23 | 2007-06-05 |
| 7 | NATIONAL ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2007-09-06 | 2007-12-17 |
| 8 | WARD FERRY MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2006-04-21 | Rep | Advising on securities | 2006-04-21 | Rep | Asset management | 2006-04-21 |
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