Williams, Mark Andrew (SFC:AGJ168)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-26 | |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2005-02-01 | Alphatraxx (H.K.) Limited | Rep | 2006-09-07 | 2006-09-21 | Alphatraxx (H.K.) Limited | RO | 2006-09-21 | 2009-08-17 |
| 3 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Asset management | 2003-09-26 | Alphatraxx (H.K.) Limited | Rep | 2006-09-07 | 2006-09-21 | Alphatraxx (H.K.) Limited | RO | 2006-09-21 | 2009-08-17 |
| 4 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2005-02-01 |
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