Ng, Wai Yu (SFC:AGJ184) 吳惠如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Securities Limited | Rep | Advising on corporate finance | 2004-02-09 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 2004-03-31 | 2005-07-24 |
| 2 | Mason Securities Limited | Rep | Advising on securities | 2004-02-09 | BOCI RESEARCH LIMITED | Rep | 2005-08-01 | 2006-03-03 | TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED | RO | 2010-01-04 | 2012-05-15 |
| 3 | Mason Securities Limited | Rep | Asset management | 2004-02-09 | TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED | RO | 2010-01-04 | 2012-05-15 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-31 | 2005-07-24 | Daiwa Capital Markets Hong Kong Limited | Rep | 2006-08-17 | 2008-11-08 |
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