Ng, Wai Yu (SFC:AGJ184) 吳惠如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mason Securities Limited | Rep | Advising on corporate finance | 2004-02-09 | |
| 2 | Mason Securities Limited | Rep | Advising on securities | 2004-02-09 | |
| 3 | Mason Securities Limited | Rep | Asset management | 2004-02-09 | |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-03-31 | 2005-07-24 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-31 | 2005-07-24 |
| 6 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2005-08-01 | 2006-03-03 |
| 7 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2006-08-17 | 2008-11-08 |
| 8 | TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2010-01-04 | 2012-05-15 |
| 9 | TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-01-04 | 2012-05-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy