Chu, Tak Kwan 朱德鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | |
| 2 | WM (HK) Limited | Rep | Advising on securities | 2005-08-09 | |
| 3 | WM (HK) Limited | Rep | Asset management | 2005-01-17 | |
| 4 | WM (HK) Limited | Rep | Dealing in securities | 2005-01-17 | |
| 5 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-14 | 2007-05-15 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2007-05-15 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-06 | 2009-11-07 |
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