Kang, Minja
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2023-12-01 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-02-02 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-02-02 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2004-02-02 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-30 | 2007-08-10 |
| 6 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2010-09-24 | 2011-05-18 |
| 7 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2012-12-31 |
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