Law, Mary Yin Wan 羅燕雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-01-21 | |
| 2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-01-21 | |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Asset management | 2004-01-21 | |
| 4 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-28 | |
| 5 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2007-09-11 | 2008-12-11 |
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