Ng, Tan Lai 吳丹麗

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2006-03-03 2006-03-21
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2006-03-03 2006-03-21
Rep Dealing in securities 2006-03-03 2006-03-21
3 KGI ASIA LIMITED Rep Advising on corporate finance 2004-06-03
Rep Advising on securities 2004-06-03
Rep Asset management 2004-06-03
Rep Dealing in securities 2004-10-27
4 KGI FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-06-03
Rep Asset management 2004-06-03
Rep Dealing in futures contracts 2004-10-27

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