Leach, Francis Hugh Magnus
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-10-26 | Rep | Advising on securities | 2011-10-26 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-06 | Rep | Advising on securities | 2015-01-06 | 2021-07-20 |
| 3 | NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED | Rep | Advising on securities | 2007-06-04 | 2008-03-28 | Rep | Dealing in securities | 2007-06-04 | 2008-03-28 | RO | Advising on securities | 2008-03-28 | 2009-03-31 | RO | Dealing in securities | 2008-03-28 | 2009-03-31 |
| 4 | Rothschild & Co Hong Kong Limited | Rep | Advising on securities | 2009-06-11 | 2010-08-16 | Rep | Dealing in securities | 2009-06-11 | 2010-08-16 |
| 5 | Rothschild & Co Wealth Management Hong Kong Limited | RO | Advising on securities | 2010-08-16 | 2011-06-01 | RO | Dealing in securities | 2010-08-16 | 2011-06-01 |
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