Ng, Chak Ming 吳澤明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Finance KAB Limited | Rep | Advising on securities | 2014-03-04 | 2017-03-31 | Rep | Dealing in securities | 2014-03-04 | 2017-03-31 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-20 | 2008-11-21 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2008-11-21 |
4 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Automated trading services | 2003-07-09 | Rep | Dealing in futures contracts | 2003-10-28 |
5 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-09 | Rep | Advising on securities | 2003-07-09 | Rep | Asset management | 2003-07-09 | Rep | Automated trading services | 2003-07-09 | Rep | Dealing in securities | 2004-07-26 | Rep | Dealing in futures contracts | 2003-10-28 | 2004-07-26 |
6 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-04-07 | 2007-08-03 |
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