Ng, Chak Ming 吳澤明

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SG Asset Finance (Hong Kong) Limited Rep Advising on corporate finance 2003-07-09
2 Newedge Broker Hong Kong Limited Rep Advising on futures contracts 2003-07-09
3 SG Asset Finance (Hong Kong) Limited Rep Advising on securities 2003-07-09
China Finance KAB Limited Rep 2014-03-04 2017-03-31
4 Newedge Broker Hong Kong Limited Rep Asset management 2003-07-09
SG Asset Finance (Hong Kong) Limited Rep 2003-07-09
5 Newedge Broker Hong Kong Limited Rep Automated trading services 2003-07-09
SG Asset Finance (Hong Kong) Limited Rep 2003-07-09
6 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2003-10-28
SG Asset Finance (Hong Kong) Limited Rep 2003-10-28 2004-07-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2007-10-15 2008-11-21
7 SG Asset Finance (Hong Kong) Limited Rep Dealing in securities 2004-07-26
SG SECURITIES (HK) LIMITED Rep 2005-04-07 2007-08-03
Citigroup Global Markets Asia Limited Rep 2007-09-20 2008-11-21
China Finance KAB Limited Rep 2014-03-04 2017-03-31

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