Ng, Chak Ming 吳澤明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-09 | |
| 2 | Newedge Broker Hong Kong Limited | Rep | Asset management | 2003-07-09 | |
| 3 | Newedge Broker Hong Kong Limited | Rep | Automated trading services | 2003-07-09 | |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-09 | |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Advising on securities | 2003-07-09 | |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Asset management | 2003-07-09 | |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Automated trading services | 2003-07-09 | |
| 8 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2003-10-28 | |
| 9 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2004-07-26 | |
| 10 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-10-28 | 2004-07-26 |
| 11 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-04-07 | 2007-08-03 |
| 12 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-20 | 2008-11-21 |
| 13 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2008-11-21 |
| 14 | China Finance KAB Limited | Rep | Advising on securities | 2014-03-04 | 2017-03-31 |
| 15 | China Finance KAB Limited | Rep | Dealing in securities | 2014-03-04 | 2017-03-31 |
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