MacCarthy, Denis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-06-09 | 2003-07-07 | RO | Dealing in futures contracts | 2003-07-07 | 2004-06-29 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-06-09 | 2004-11-25 | RO | Advising on futures contracts | 2004-01-08 | 2009-12-11 | RO | Dealing in futures contracts | 2004-01-08 | 2009-12-11 | RO | Dealing in securities | 2004-11-25 | 2009-12-11 | RO | Advising on securities | 2009-03-27 | 2009-12-11 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-05-12 | Rep | Automated trading services | 2003-04-10 | 2003-05-12 |
| 4 | Morgan Stanley Hong Kong Futures Limited | RO | Automated trading services | 2003-05-12 | RO | Dealing in futures contracts | 2003-05-12 |
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