Yau, Hon Ying 邱寒凝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-07 | 2005-12-31 |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-04-17 | Rep | Advising on securities | 2003-04-17 | Rep | Asset management | 2003-04-17 | Rep | Dealing in securities | 2003-04-17 |
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